Scoping the Risk
We’ll determine and flag the activities that need to comply with the new regulations and differentiate those that can comply in different ways. We’ll also identify clients who are likely to be impacted by regulatory updates.
On top of this, we’ll refresh the data to ensure you always have the most up-to-date scope of the risk population.
Creating a centralised project table & dashboards
We’ll determine and flag the activities that need to comply with the new regulations and differentiate those that can comply in different ways. We’ll also identify clients who are likely to be impacted by regulatory updates.
On top of this, we’ll refresh the data to ensure you always have the most up-to-date scope of the risk population.
Client Outreach
Next, we’ll identify which clients need to be communicated to, using data to source the best contact details so that the relevant legal and outreach teams can contact the client.
Our dashboard will differentiate between high priority and low priority outreach, and track progress so senior leaders can be kept informed.
Tracking Remediation
Our data analysts will monitor the progress towards full remediation, communicated through clear and detailed dashboards to enable regulators and managers to have full transparency.
Archiving Datasets
Once compliance for the financial regulatory change has been achieved, we’ll archive the report so it’s packaged up and easily accessible for regulators and internal stakeholders.
Communicating Learnings
We’ll go one step further and ensure the reports include the latest contact information for clients as well as detailing learnings, improvements and optimisations for future projects.
